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GB

Graydon Barz

Some features on this profile are disabled
CRD#: 6087768
GB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Graydon Barz was a registered financial professional .

Graydon is a previously registered financial professional and started their career in finance in 2012. Graydon had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 15, 2012 - April 4, 2018

AUREANA CAPITAL MANAGEMENT, LLC

RIA
CRD#: 154124
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AUREANA CAPITAL MANAGEMENT, LLC
AUREANA CAPITAL MANAGEMENT, LLC | HEISENBERG PARTNERS | HEISENBERG FLORIDA PARTNERS | HEISENBERG ADVISORY PARTNERS | EQUALIA CAPITAL PARTNERS, LLC | CANEPA U.S., LLC | CANEPA HEALTHCARE, LLC (RELYING ADVISER) | CANEPA

CRD#: 154124 / SEC#: 801-71777

RIA
Registered Investment Advisory firm - (9/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/4/2012
Uniform Investment Adviser Law Examination

Current Firm

AC
AUREANA CAPITAL MANAGEMENT, LLC
AUREANA CAPITAL MANAGEMENT, LLC | HEISENBERG PARTNERS | HEISENBERG FLORIDA PARTNERS | HEISENBERG ADVISORY PARTNERS | EQUALIA CAPITAL PARTNERS, LLC | CANEPA U.S., LLC | CANEPA HEALTHCARE, LLC (RELYING ADVISER) | CANEPA

CRD#: 154124 / SEC#: 801-71777

RIA
Registered Investment Advisory firm - (9/10/2010 Approved)
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Contact information

Main Address
24 W. 40th Street 17th Floor, New York, NY 10018
Mailing Address
Phone number
(212) 677-7011
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

AUREANA EMERGING MARKETS ABSOLUTE RETURN (11/3/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AUREANA CAPITAL MANAGEMENT, LLC

CRD#: 154124

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