Ben T. Mccollum
Professional summary
Ben Thomas Mccollum is a registered financial advisor currently at PACIFIC POINT WEALTH MANAGEMENT located in Carlsbad, California.
Ben is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Ben has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ben Thomas Mccollum's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2025 - Present
PACIFIC POINT WEALTH MANAGEMENT
Office #1: 6125 Paseo Del Norte, Carlsbad, CA 92011September 22, 2023 - August 13, 2025
INDEPENDENT FINANCIAL GROUP, LLC
September 22, 2023 - August 13, 2025
INDEPENDENT FINANCIAL GROUP, LLC
March 23, 2023 - August 27, 2025
X ADVISORS, LLC
October 6, 2022 - September 1, 2023
XTON FINANCIAL LLC
August 24, 2018 - October 5, 2022
INDEPENDENT FINANCIAL GROUP, LLC
April 5, 2018 - October 5, 2022
INDEPENDENT FINANCIAL GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/3/2025)
Exams
Series 99TO
Date: 2/23/2023
Operations Professional ExaminationCurrent Firm
PACIFIC POINT WEALTH MANAGEMENT
CRD#: 338392 / SEC#: 801-134417
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 6,450,550 |
Red Flags
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