Pakawat Pilouk
Professional summary
Pakawat Pilouk, who also goes by Pat Pilouk, is a registered financial professional currently at B. RILEY SECURITIES, INC. located in Greenbrae, California.
Pakawat is registered as a RR (Registered Representative) and started their career in finance in 2012. Pakawat has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pakawat Pilouk's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2024 - Present
B. RILEY SECURITIES, INC.
Office #1: 100 Drakes Landing Suite 1-305, Greenbrae, CA 94904September 24, 2019 - December 21, 2022
BARCLAYS CAPITAL INC.
February 18, 2014 - March 4, 2019
PIPER SANDLER & CO.
August 27, 2012 - February 19, 2014
HOULIHAN LOKEY CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/11/2024)
Exams
FINRA
Nasdaq Stock Market
Current Firm
B. RILEY SECURITIES, INC.
CRD#: 25027 / SEC#: , 8-41426
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY SECURITIES HOLDINGS, INC. | DIRECT PARENT | |
| BAKER, JAMES RICHARD | CO-CHIEF EXECUTIVE OFFICER | 5834046 |
| INNIS, KATHLEEN GIBBONS | CHIEF COMPLIANCE OFFICER | 2112837 |
| MCCOY, MICHAEL RICHARD | CHIEF FINANCIAL OFFICER | 4743031 |
| MOORE, ANDREW THOMAS | CO-CHIEF EXECUTIVE OFFICER | 4574997 |
| SCHUTT, JANELLE REGINA | CONTROLLER | 2853858 |
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
B. RILEY SECURITIES, INC.
CRD#: 25027Greenbrae, CA 94904TRUST BUT VERIFY
Monitor Pakawat Pilouk
Get automatic monthly alerts on:
