Mavira A. Veliz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mavira Adriana Veliz, who also goes by Mavi Sanchez, Mavira Adriana Sanchez, Mavira Andriana Sanchez, was a registered financial professional .
Mavira is a previously registered financial professional and started their career in finance in 2012. Mavira had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2013 - July 9, 2021
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
October 1, 2012 - April 18, 2013
J.P. MORGAN SECURITIES LLC
August 20, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
CRD#: 13642 / SEC#: , 8-29565
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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