Karl G. Salocks

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CRD#: 6086607

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Karl Gregory Salocks, CFP®, who also goes by Karl G Salocks, Karl Gregory Salocks, was a registered financial professional .

Karl is a previously registered financial professional and started their career in finance in 2012. Karl had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Karl G Salocks | Karl Gregory Salocks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Past

March 4, 2025 - October 6, 2025

DESTINATION WEALTH MANAGEMENT

RIA

CRD#: 110365

WALNUT CREEK, CA

Past

September 23, 2024 - January 3, 2025

SIERRA PACIFIC FINANCIAL ADVISORS

RIA

CRD#: 131738

PLEASANTON, CA

Past

August 16, 2016 - March 22, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Walnut Creek, CA

Past

August 16, 2016 - March 22, 2024

MORGAN STANLEY

CRD#: 149777

Walnut Creek, CA

Past

January 29, 2016 - July 7, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DANVILLE, CA

Past

January 29, 2016 - July 7, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DANVILLE, CA

Past

November 3, 2015 - January 19, 2016

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

WALNUT CREEK, CA

Past

October 16, 2015 - January 19, 2016

PRINCIPAL SECURITIES, INC.

CRD#: 1137

WALNUT CREEK, CA

Past

July 1, 2015 - August 27, 2015

WADDELL & REED

RIA

CRD#: 866

SAN MATEO, CA

Past

July 1, 2015 - August 27, 2015

WADDELL & REED

CRD#: 866

SAN MATEO, CA

Past

July 12, 2013 - May 21, 2015

MORGAN STANLEY

RIA

CRD#: 149777

SAN FRANCISCO, CA

Past

July 12, 2013 - May 21, 2015

MORGAN STANLEY

CRD#: 149777

SAN FRANCISCO, CA

Past

August 24, 2012 - December 4, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CASTRO VALLEY, CA

Past

August 1, 2012 - December 4, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CASTRO VALLEY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DESTINATION WEALTH MANAGEMENT

DESTINATION WEALTH MANAGEMENT | YCMNET ADVISORS | QUALITY PENSION MANAGEMENT

CRD#: 110365 / SEC#: 801-53077

RIA

Registered Investment Advisory firm - (10/11/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/22/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/31/2012

General Securities Representative Examination

Current Firm

DESTINATION WEALTH MANAGEMENT

DESTINATION WEALTH MANAGEMENT | YCMNET ADVISORS | QUALITY PENSION MANAGEMENT

CRD#: 110365 / SEC#: 801-53077

RIA

Registered Investment Advisory firm - (10/11/1996 Approved)

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Contact information

Main Address

1255 Treat Boulevard Suite 900, Walnut Creek, CA 94597

Mailing Address

Phone number

(925) 935-2900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DESTINATION WEALTH MANAGEMENT, ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	5,732
AUM (Assets Under Management)	$ 4,145,050,618

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Karl G. Salocks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SIERRA PACIFIC FINANCIAL ADVISORS

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

WADDELL & REED

WADDELL & REED

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

DESTINATION WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 8/22/2012

SIE

Date: 10/1/2018

Series 7

Date: 7/31/2012

Current Firm

DESTINATION WEALTH MANAGEMENT

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DESTINATION WEALTH MANAGEMENT

TRUST BUT VERIFY

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