Kevin Gilroy
Professional Summary
Kevin Gilroy is a registered financial advisor currently at SEVEN POINTS CAPITAL, LLC located in Ft. Lauderdale, Florida. Kevin is registered as a RR (Registered Representative) and started their career in finance in 2012. Kevin has worked at 2 firms and has passed the Series 57TO, SIE and Series 56 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
14 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
SEVEN POINTS CAPITAL, LLC
Contact Information
Main Address
150 East 52nd Street Suite 3002, New York, NY 10022Mailing Address
150 East 52nd Street Suite 3002, New York, NY 10022Phone Number
(212) 760-0760Established
New York since 02/23/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/18/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 56 — Proprietary Trader Qualification Examination
Passed Aug 2012SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kevin Gilroy's CRS (Customer Relationship Summary).
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