CM
Carly Mann
EAGLE STRATEGIES LLC
BILLINGS, MT 59102
Some features on this profile are disabled
CRD#: 6085157
CM
Professional summary
Carly Mann, who also goes by Carly Nicole Green, Carly Green, Carly Nicole Mann, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Billings, Montana and NYLIFE SECURITIES LLC located in Billings, Montana.
Carly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Carly has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carly Nicole Green | Carly Green | Carly Nicole Mann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Yellowstone Dance Company Studio; Dance Instructor; 106 N 29th St, Billings, Mt 59101; start 07/2012; Wages; 8 hours per month, 0 hours during securities trading hours; wages; non investment related] [Diversity Dance Studio; I teach them dance techniques; 1212 Grand Ave # 10C, Billings, MT 59102; start 07/2010; Wages; 5 hours per month, 2 hours during securities trading hours; non-investment related; wages] [Dance Instructor; Teach students the art of dance ; 2721 Hanover Circle, Billings, MT 591022; start 09/2014; fees; 15 hours per month, 4 hours during securities trading hours; non-investment related] [OPERATING UNDER THE DBA NAME OF RETIREMENT SOLUTIONS FOR THE PURPOSE OF SERVICING ITS INSURANCE AND FINANCIAL PRODUCT CLIENTS; INVESTMENT RELATED; ASSOCIATE; BILLINGS, MT; START DATE: 08/2022] [Rental Property - Airbnb ; We own a property that is rented out 3 quarters a year as an airbnb property. ; 195 Richardson Drive, Lovell, WY 82431; Start Date 09/2023; Role/Title: Owner; Investment Related; 4 hours per month; 0 hours per month during securities trading hours; Cleaning the rental for each new rental.] [Notary Public; Notary with the state of Montana.; 178 S 32nd St W, Ste 1 Billings, MT 59102; Start Date 01/2024; Role/Title: Notary; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Carly Mann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 22, 2022 - Present
EAGLE STRATEGIES LLC
Office #1: 176 S 32nd St W Suite 1, Billings, MT 59102RIA
CRD#: 110826
BILLINGS, MT
Current
January 13, 2022 - Present
NYLIFE SECURITIES LLC
Office #1: 176 South 32nd Street West Suite 1, Billings, MT 59102BD
CRD#: 5167
BILLINGS, MT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/18/2022)
RR
Arizona(10/18/2022)
RR
Arkansas(10/17/2023)
RR
California(10/18/2022)
RR
Colorado(10/18/2022)
RR
Florida(10/18/2022)
RR
Hawaii(10/18/2022)
RR
Idaho(10/18/2022)
RR
Iowa(7/18/2025)
RR
Massachusetts(10/18/2022)
RR
Montana(4/22/2022)
IAR
Montana(4/22/2022)
RR
Nevada(10/18/2022)
RR
New York(1/2/2025)
RR
North Carolina(1/7/2025)
RR
Oregon(10/18/2022)
RR
Texas(10/18/2022)
RR
Utah(10/18/2022)
RR
Virginia(10/18/2022)
RR
Washington(10/18/2022)
RR
Wisconsin(10/18/2022)
RR
Wyoming(10/18/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/13/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Billings, MT 59102TRUST BUT VERIFY
Monitor Carly Mann
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
