Michael J. Harrigan

OBERWEIS SECURITIES

Lisle, IL 60532

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CRD#: 6085139

Professional summary

Michael John Harrigan, who also goes by Michael John Harrigan II, Michael J Harrigan Ii, is a registered financial professional currently at OBERWEIS SECURITIES, INC. located in Lisle, Illinois.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2012. Michael has worked at 6 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael John Harrigan Ii | Michael J Harrigan Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael John Harrigan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2024 - Present

OBERWEIS SECURITIES, INC.

Office #1: 3333 Warrenville Road Suite 500, Lisle, IL 60532

CRD#: 42060

Lisle, IL

Past

March 17, 2023 - December 21, 2023

MORGAN STANLEY

CRD#: 149777

Chicago, IL

Past

August 7, 2017 - September 5, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

CHICAGO, IL

Past

January 21, 2015 - August 7, 2017

E*TRADE FUTURES LLC

CRD#: 145562

CHICAGO, IL

Past

March 3, 2014 - January 21, 2015

OPTIONSHOUSE1, LLC

CRD#: 135625

CHICAGO, IL

Past

April 19, 2013 - March 6, 2014

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

OAK BROOK, IL

Past

September 14, 2012 - March 6, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

OAK BROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(3/19/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 1/3/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/12/2016

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/13/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 7/31/2024

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

OBERWEIS SECURITIES, INC.

OBERWEIS BROKERAGE, INC. | OS 2 BROKERAGE, INC. | OBERWEIS.NET, INC. | OBERWEIS.NET | OBERWEIS SECURITIES, INC.

CRD#: 42060 / SEC#: , 8-49679

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

3333 Warrenville Road Suite 500, Lisle, IL 60532

Mailing Address

3333 Warrenville Road Suite 500, Lisle, IL 60532

Phone number

(630) 577-2300

Established

Illinois since 09/24/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
OBERWEIS, JAMES WALTER	PRESIDENT, DIRECTOR	2363059
OBERWEIS, JAMES DONALD	SHAREHOLDER	350272
HANNEMANN, ERIC VICARY	CHIEF FINANCIAL OFFICER, TREASURER	3264330
JOYCE, THOMAS PATRICK	CHIEF COMPLIANCE OFFICER, SECRETARY	5953683

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Harrigan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael John Harrigan's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

E*TRADE SECURITIES LLC

E*TRADE FUTURES LLC

OPTIONSHOUSE1, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/3/2013

SIE

Date: 10/1/2018

Series 3

Date: 1/12/2016

Series 7

Date: 9/13/2012

Series 4

Date: 7/31/2024

FINRA

Current Firm

OBERWEIS SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

OBERWEIS SECURITIES, INC.

TRUST BUT VERIFY

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