William J. Soltow

SMITH & WYATT

Conroe, TX 77303

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CRD#: 6083859

Professional summary

William Jeffrey Soltow, who also goes by Jeff Soltow, William J. Soltow, is a registered financial advisor currently at SMITH & WYATT located in Conroe, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. William has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Soltow | William J. Soltow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Frontier Wealth Management; Founder; Insurance sales; approx. 160 hours per month; approx. 160 hours per month during trading hours; similar clientele 2) goosehead insurance - INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Jeffrey Soltow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2022 - Present

SMITH & WYATT

Office #1: 3210 N Frazier St Suite B, Conroe, TX 77303Office #2: 2900 Trophy Dr, Bryan, TX 77802

RIA

CRD#: 285310

Conroe, TX

Past

August 2, 2019 - August 15, 2019

CORECAP INVESTMENTS, LLC

CRD#: 37068

SOUTHFIELD, MI

Past

January 18, 2018 - February 1, 2023

CORECAP ADVISORS

RIA

CRD#: 158819

Navasota, TX

Past

June 28, 2017 - May 14, 2018

CORECAP INVESTMENTS, LLC

CRD#: 37068

SOUTHFIELD, MI

Past

October 10, 2014 - November 16, 2016

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Houston, TX

Past

September 19, 2012 - October 13, 2014

CCF INVESTMENTS, INC.

CRD#: 136571

Houston, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SMITH & WYATT

DUGAN BROWN | THE WEALTH MANAGEMENT COMPANY | SMITH & WYATT | L & W FINANCIAL, LLC | FRONTIER WEALTH MANAGEMENT

CRD#: 285310 / SEC#: 801-128977

RIA

Registered Investment Advisory firm - (10/27/2023 Approved)

Louisiana

Registered Investment Advisory firm - (10/31/2023 Terminated)

Texas

Registered Investment Advisory firm - (10/30/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/31/2023)

IAR

Louisiana
(11/22/2022)

IAR

Texas
(11/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/18/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/24/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/18/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SMITH & WYATT

DUGAN BROWN | THE WEALTH MANAGEMENT COMPANY | SMITH & WYATT | L & W FINANCIAL, LLC | FRONTIER WEALTH MANAGEMENT

CRD#: 285310 / SEC#: 801-128977

RIA

Registered Investment Advisory firm - (10/27/2023 Approved)

Louisiana

Registered Investment Advisory firm - (10/31/2023 Terminated)

Texas

Registered Investment Advisory firm - (10/30/2023 Terminated)

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Contact information

Main Address

511 University Dr. E Suite 210, College Station, TX 77840

Mailing Address

Phone number

(979) 431-5440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2AB (7/28/2025)

Regulatory assets under management

Total Number of Accounts	681
AUM (Assets Under Management)	$ 158,577,226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William J. Soltow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Jeffrey Soltow's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORECAP INVESTMENTS, LLC

CORECAP ADVISORS

CORECAP INVESTMENTS, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

CCF INVESTMENTS, INC.

Primary Firm SEC Registration

SMITH & WYATT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/18/2018

Series 63

Date: 9/24/2012

SIE

Date: 5/14/2018

Series 6

Date: 9/18/2012

Current Firm

SMITH & WYATT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SMITH & WYATT

TRUST BUT VERIFY

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