Joel Albert
Professional summary
Joel Albert, who also goes by Joel Thomas Albert, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Frederick, Maryland and NYLIFE SECURITIES LLC located in Frederick, Maryland.
Joel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Joel has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joel Albert's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2015 - Present
EAGLE STRATEGIES LLC
Office #1: 5283 Corporate Drive Suite 205, Frederick, MD 21702July 20, 2012 - Present
NYLIFE SECURITIES LLC
Office #1: 5283 Corporate Drive Suite 205, Frederick, MD 21702Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2018)
(5/13/2025)
(7/23/2012)
(7/17/2015)
(2/22/2022)
(8/20/2015)
(2/24/2022)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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