Robert Thorne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Thorne, who also goes by Bobby Thorne, Robert Edmund Thorne, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2013. Robert had worked at 3 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2021 - February 22, 2022
OPTAS, LLC
July 9, 2018 - August 26, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 14, 2018 - August 26, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 7, 2013 - December 31, 2013
TEXAS HILL COUNTRY CAPITAL MANAGEMENT, LLC
Primary Firm SEC Registration
OPTAS, LLC
CRD#: 299965 / SEC#: 801-115209
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OPTAS, LLC
CRD#: 299965 / SEC#: 801-115209
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 660 |
| AUM (Assets Under Management) | $ 741,352,124 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 10/23/2024 | ||
| 02/08/2024 | ||
| 11/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
