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Aline Da Silva

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CRD#: 6082324
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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Aline Da Silva, who also goes by Aline Silva-mattoso, was a registered financial professional .

Aline is a previously registered financial professional and started their career in finance in 2021. Aline had worked at 8 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 28 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Aline Silva-Mattoso

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 2, 2026 - March 31, 2026

OLDFIELD CAPITAL GROUP LLC

BD
CRD#: 159498
NEW YORK, NY
Past

January 27, 2026 - March 13, 2026

RETOKENS CAPITAL LLC

BD
CRD#: 333160
SPOKANE VALLEY, WA
Past

January 20, 2026 - March 17, 2026

GIGASTAR SECURITIES, LLC

BD
CRD#: 328312
CHICAGO, IL
Past

October 8, 2025 - April 14, 2026

COVENTRY SECURITIES, LLC

BD
CRD#: 150462
FORT WASHINGTON, PA
Past

October 1, 2025 - March 30, 2026

AIP CAPITAL MARKETS LLC

BD
CRD#: 288932
ROLLING HILLS ESTATES, CA
Past

June 20, 2025 - March 31, 2026

ACHELOUS PARTNERS, LLC

BD
CRD#: 123380
NEW YORK CITY, NY
Past

January 10, 2024 - June 20, 2025

BRASIL PLURAL SECURITIES LLC

BD
CRD#: 159384
NEW YORK, NY
Past

August 24, 2021 - December 22, 2023

EFG-HERMES USA, INC.

BD
CRD#: 284894
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/18/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 2/9/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/24/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/12/2018
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 28
Date: 9/7/2025
Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm

OC
OLDFIELD CAPITAL GROUP LLC
OLDFIELD CAPITAL GROUP LIMITED LIABILITY COMPANY | OLDFIELD CAPITAL GROUP LLC

CRD#: 159498 / SEC#: , 8-68991

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
330 Seventh Avenue 10th Floor Suite 1003, New York, NY 10001
Mailing Address
330 Seventh Avenue 10th Floor Suite 1003, New York, NY 10001
Phone number
(212) 481-7284
Established
New Jersey since 07/29/2011
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SOBHY, HISHAM SAYEDPRESIDENT/ CEO/ CCO2610768

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OLDFIELD CAPITAL GROUP LLC

CRD#: 159498

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