Christopher Seiffert

CETERA INVESTMENT ADVISERS LLC

ST. LOUIS, MO 63127

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CRD#: 6081766

Professional summary

Christopher Seiffert, CFP®, who also goes by Chris Seiffert, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St. Louis, Missouri and CETERA FINANCIAL SPECIALISTS LLC located in St. Louis, Missouri.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Seiffert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MSMF WEALTH MANAGEMENT, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, DBA FOR INVESTMENT SERVICES, STARTED 02/2017, APX 40 HOURS PER WEEK, 32.5 DURING TRADING HOURS, FINANCIAL PROFESSIONAL 2) LAKE FOREST GOLF AND COUNTRY CLUB, NOT INVESTMENT RELATED, LAKE ST. LOUIS, MO, STARTED 06/2007, APX 10 HOURS WEEK, GOLF COURSE MAINTENANCE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Seiffert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

March 3, 2017 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 3660 S. Geyer Road Suite 200, St. Louis, MO 63127

RIA

CRD#: 105644

ST. LOUIS, MO

Current

March 3, 2017 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 3660 S. Geyer Road Suite 200, St. Louis, MO 63127

CRD#: 10358

St. Louis, MO

Past

January 28, 2016 - February 22, 2017

RFG ADVISORY, LLC

RIA

CRD#: 158401

Creve Coeur, MO

Past

October 9, 2015 - February 22, 2017

LPL FINANCIAL LLC

CRD#: 6413

CREVE COEUR, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/14/2023)

Colorado
(2/20/2025)

Iowa
(8/28/2025)

Missouri
(3/3/2017)

IAR

Missouri
(3/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/10/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher Seiffert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Seiffert's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA FINANCIAL SPECIALISTS LLC

RFG ADVISORY, LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/10/2015

SIE

Date: 10/1/2018

Series 7

Date: 10/9/2015

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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