Kenneth J. Fischer
Professional summary
Kenneth John Fischer is a registered financial professional currently at REALTA EQUITIES, INC. located in Wilmington, Delaware.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2012. Kenneth has worked at 2 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth John Fischer's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2021 - Present
REALTA EQUITIES, INC.
Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801February 12, 2013 - January 29, 2015
REALTA INVESTMENT ADVISORS, INC
October 4, 2012 - January 29, 2015
REALTA EQUITIES, INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 7/30/2021
General Securities Representative ExaminationFINRA
Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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Company Information
REALTA EQUITIES, INC.
CRD#: 23769Wilmington, DE 19801TRUST BUT VERIFY
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