Michael B. Stein
Professional summary
Michael Brackstone Stein, who also goes by Michael Stein, is a registered financial professional currently at CHATHAM FINANCIAL SECURITIES LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2012. Michael has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Brackstone Stein's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2024 - Present
CHATHAM FINANCIAL SECURITIES LLC
Office #1: 515 West 33rd Street 67th Floor, New York, NY 10001Office #2: 515 West 33rd Street 67th Floor, New York, NY 10001October 27, 2021 - May 9, 2023
KKR CAPITAL MARKETS LLC
November 5, 2012 - June 2, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/18/2024)
(7/18/2024)
Exams
FINRA
Current Firm
CHATHAM FINANCIAL SECURITIES LLC
CRD#: 118818 / SEC#: , 8-53722
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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