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CRD#: 118818
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CHATHAM FINANCIAL SECURITIES LLC is located at 515 West 33rd Street 67th Floor, New York, NY 10001 and was first established at New York, California in 03/27/2000. After operating for 26 years, CHATHAM FINANCIAL SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CHATHAM FINANCIAL SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. CHATHAM FINANCIAL SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CHATHAM FINANCIAL SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CHATHAM FINANCIAL SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CHATHAM FINANCIAL SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CHATHAM FINANCIAL SECURITIES LLC Comes From

Understanding the Statistics for CHATHAM FINANCIAL SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
515 West 33rd Street 67th Floor, New York, NY 10001
Mailing Address
515 West 33rd Street 67th Floor, New York, NY 10001
Firm Size
Small
Phone Number
(646) 470-6587
Established
California since 03/27/2000
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CHATHAM FINANCIAL EA HOLDINGS, LLCSOLE MEMBER
DANIELS, REUBEN SKYCEO2493301
HOBAN, JOSEPH MICHAELCFO & CCO5109631

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Advisor's working at CHATHAM FINANCIAL SECURITIES LLC

RI

Robert Alan Imershein

Robert A Imershein
RR
CRD#: 1969292
Location:
New York, NY 10001
Company:
CHATHAM FINANCIAL SECURITIES LLC
Disclosures:
Experience:
34 years
View Profile
TP

Tomer Perry

RR
CRD#: 4842197
Location:
New York, NY 10001
Company:
CHATHAM FINANCIAL SECURITIES LLC
Disclosures:
Experience:
21 years
View Profile
JH

Joseph Michael Hoban

Joe Hoban, Joseph Michael Hoban Jr
RR
CRD#: 5109631
Location:
New York, NY 10001
Company:
CHATHAM FINANCIAL SECURITIES LLC
Disclosures:
Experience:
19 years
View Profile
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