Noah S. Dreyfuss

DREYFUSS CAPITAL MANAGEMENT LLC

JACKSON, WY 83001

Some features on this profile are disabled

CRD#: 6080602

Professional summary

Noah Samuel Dreyfuss, who also goes by Noah Dreyfuss, is a registered financial advisor currently at DREYFUSS CAPITAL MANAGEMENT LLC located in Jackson, Wyoming.

Noah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Noah has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Noah Dreyfuss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance. Non-investment related. Insurance Agent. Works with clients on insurance needs. Not mutually exclusive in time. Starting May 2019.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noah Samuel Dreyfuss's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2020 - Present

DREYFUSS CAPITAL MANAGEMENT LLC

Office #1: 680 S Cache St Suite 100-12679, Jackson, WY 83001

RIA

CRD#: 309769

JACKSON, WY

Past

January 22, 2021 - December 21, 2022

CERTIOR FINANCIAL GROUP, LLC

RIA

CRD#: 285502

Jackson, WY

Past

April 24, 2019 - June 5, 2020

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ARLINGTON, VA

Past

April 3, 2019 - April 3, 2019

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ARLINGTON, VA

Past

April 3, 2019 - June 5, 2020

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ARLINGTON, VA

Past

November 6, 2015 - November 30, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

AURORA, CO

Past

November 6, 2015 - November 30, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

AURORA, CO

Past

June 22, 2015 - August 20, 2015

M&T SECURITIES, INC.

RIA

CRD#: 17358

BALTIMORE, MD

Past

June 22, 2015 - August 20, 2015

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

August 5, 2014 - June 1, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BALTIMORE, MD

Past

June 26, 2014 - June 1, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BALTIMORE, MD

Past

September 9, 2013 - June 12, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

COLUMBIA, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/10/2023)

IAR

Florida
(2/11/2025)

IAR

Virginia
(8/9/2024)

IAR

Wyoming
(7/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/5/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 5/4/2017

General Securities Sales Supervisor - Options Module Examination

Current Firm

DREYFUSS CAPITAL MANAGEMENT LLC

DREYFUSS CAPITAL MANAGEMENT LLC | DREYFUSS WEALTH MANAGEMENT LLC

CRD#: 309769 / SEC#:

Colorado

Registered Investment Advisory firm - (3/10/2023 Approved)

Florida

Registered Investment Advisory firm - (2/11/2025 Approved)

Virginia

Registered Investment Advisory firm - (8/9/2024 Approved)

Wyoming

Registered Investment Advisory firm - (7/15/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

680 S Cache St Suite 100-12679, Jackson, WY 83001

Mailing Address

Phone number

(720) 442-5056

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	141
AUM (Assets Under Management)	$ 41,253,944

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Hazel Secco

IAR

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Robert Blasucci

ECHOTRADE LLC

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Noah S. Dreyfuss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noah Samuel Dreyfuss's CRS (Customer Relationship Summary).

Certified licenses

Experience

CERTIOR FINANCIAL GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

M&T SECURITIES, INC.

M&T SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/5/2014

SIE

Date: 10/1/2018

Series 7

Date: 9/9/2013

Series 9

Date: 5/4/2017

Current Firm

DREYFUSS CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DREYFUSS CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors