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MR

Matthew D. Rold

BOFA SECURITIES
New York, NY 10036
Some features on this profile are disabled
CRD#: 6080529
MR

Professional summary

Matthew David Rold, who also goes by David Rold, is a registered financial professional currently at BOFA SECURITIES, INC. located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2012. Matthew has worked at 2 firms and has passed the Series 63, Series 87, SIE, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

David Rold

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew David Rold's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 28, 2026 - Present

BOFA SECURITIES, INC.

Office #1: One Bryant Park Gbam - Global Research, New York, NY 10036
RIA
BD
CRD#: 283942
New York, NY
Past

October 5, 2023 - May 2, 2025

NEEDHAM & COMPANY, LLC

BD
CRD#: 16360
NEW YORK, NY
Past

October 23, 2012 - June 8, 2016

NEEDHAM & COMPANY, LLC

BD
CRD#: 16360
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOFA SECURITIES, INC.
BOFA SECURITIES, INC. | BOFAML SECURITIES, INC.

CRD#: 283942 / SEC#: 801-112640, 8-69787

RIA
Registered Investment Advisory firm - SEC (3/29/2018 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/18/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 87
Date: 10/2/2023
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
SIE
Date: 6/8/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 2/22/2013
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 10/22/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

BS
BOFA SECURITIES, INC.
BOFA SECURITIES, INC. | BOFAML SECURITIES, INC.

CRD#: 283942 / SEC#: 801-112640, 8-69787

RIA
Registered Investment Advisory firm - SEC (3/29/2018 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
One Bryant Park, New York, NY 10036
Mailing Address
150 N College St Nc1-028-29-04, Charlotte, NC 28255
Phone number
(646) 743-2734
Established
Delaware since 09/01/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
317

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

BOFA SECURITIES, INC. RESEARCH SERVICES (3/24/2025)

Direct owners and executive officers

NamePositionCRD#
NB HOLDINGS CORPORATIONSOLE STOCKHOLDER
BHATIA, KASHYAP PCHIEF COMPLIANCE OFFICER / BROKER DEALER6110368
CHEPUCAVAGE, LAURA PDIRECTOR, STATE DESIGNATED PRINCIPAL4672504
GADKARI, SARANG RAJANDIRECTOR2522409
MCQUEEN, MATTHEW CDIRECTOR4204052
MOONEY, SARA RATHBONECHIEF FINANCIAL OFFICER7616382
RAE, GLEN ALEXANDERCHIEF LEGAL OFFICER6300829
SANTANNA, VINCENT C.CHIEF OPERATIONS OFFICER & FINOP5290525
STAGG, JENNIFER CCHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER2597167
ZUBERI, SOOFIAN J JDIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL2372292

Disclosures

Regulatory Event71

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BOFA SECURITIES, INC.

CRD#: 283942New York, NY 10036

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