Paul Kim
Professional summary
Paul Kim, who also goes by Paul W Kim, is a registered financial professional currently at FIRST MANHATTAN SECURITIES LLC located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2020. Paul has worked at 5 firms and has passed the Series 63, Series 3, Series 57TO, SIE and Series 7TO exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Kim's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2026 - Present
FIRST MANHATTAN SECURITIES LLC
Office #1: 399 Park Avenue, New York, NY 10022February 17, 2022 - June 1, 2026
HSBC SECURITIES (USA) INC.
October 12, 2020 - February 8, 2022
MORGAN STANLEY
October 7, 2020 - February 8, 2022
MORGAN STANLEY
March 23, 2020 - October 20, 2020
T3 TRADING GROUP, LLC
January 16, 2020 - March 19, 2020
TD SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2026)
Exams
Series 57TO
Date: 5/15/2020
Securities Trader ExamSeries 7TO
Date: 1/10/2020
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
FIRST MANHATTAN SECURITIES LLC
CRD#: 1845 / SEC#: 801-12411, 8-10438
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FMC GROUP HOLDINGS LP | LIMITED PARTNERSHIP | |
| WYDRA, ZACHARY A | CHIEF EXECUTIVE OFFICER | 2937857 |
| ASPEN, ANDREW JOSEPH | CHIEF LEGAL OFFICER | 5282749 |
| COVINO, JEREMY PAUL | CHIEF COMPLIANCE OFFICER (FOR PURPOSES OF FINRA RULE 3130) | 6794503 |
| PINTO, ALVARO SPINOLA | FINOP/PRINCIPAL OPERATIONS OFFICER | 6367887 |
| SAMMARCO, JOSEPH ANTHONY | CO-DIRECTOR OF OPERATIONS; HEAD OF SUPERVISION | 2982052 |
Regulatory assets under management
| Total Number of Accounts | 5,308 |
| AUM (Assets Under Management) | $ 29,853,233,052 |
Disclosures
| Regulatory Event | 10 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2022 |
Red Flags
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