Pieter M. Zwinkels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pieter Maarten Zwinkels, who also goes by Pieter Maarten Zwinkles, was a registered financial professional .
Pieter is a previously registered financial professional and started their career in finance in 2012. Pieter had worked at 1 firm and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2012 - October 23, 2012
VAN LANSCHOT KEMPEN (USA) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VAN LANSCHOT KEMPEN (USA) INC.
CRD#: 38760 / SEC#: , 8-48389
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
