Benjamin D. Robins
BEACON FINANCIAL ADVISORS
Rye Brook, NY 10573-1360
Some features on this profile are disabled
CRD#: 6079352
Professional summary
Benjamin Davis Robins, CFP®, who also goes by Jamie D. Robins, is a registered financial advisor currently at BEACON FINANCIAL ADVISORS located in Rye Brook, New York.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Benjamin has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jamie D. Robins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Insurance agent; investment related; 800 Westchester Ave., Suite N-641, Rye Brook, NY 10573; Insurance sales; Started 2016; Approx. 5 hours/month during trading. 2. Chipman Hill Holdings; investment related; 800 Westchester Ave., Suite N-641, Rye Brook, NY 10573; Holding Company for Beacon Financial Advisors RIA; Onwer/President; Started June 2021; No hours devoted; No other activities or duties. Only ownership of RIA.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Davis Robins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
February 19, 2017 - Present
BEACON FINANCIAL ADVISORS
Office #1: 800 Westchester Avenue Suite 641 North, Rye Brook, NY 10573-1360RIA
CRD#: 119672
Rye Brook, NY
Past
July 6, 2012 - March 19, 2015
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BEACON FINANCIAL ADVISORS
BEACON FINANCIAL ADVISORS | BEACON FINANCIAL ADVISORS, INC.
CRD#: 119672 / SEC#: 801-77929
RIA
Registered Investment Advisory firm - (4/12/2013 Approved)Connecticut
Registered Investment Advisory firm - (4/16/2013 Terminated)New Jersey
Registered Investment Advisory firm - (5/8/2013 Terminated)New York
Registered Investment Advisory firm - (4/16/2013 Terminated)Texas
Registered Investment Advisory firm - (4/16/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(1/1/2023)
IAR
Texas(2/19/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BF
BEACON FINANCIAL ADVISORS
BEACON FINANCIAL ADVISORS | BEACON FINANCIAL ADVISORS, INC.
CRD#: 119672 / SEC#: 801-77929
RIA
Registered Investment Advisory firm - (4/12/2013 Approved)Connecticut
Registered Investment Advisory firm - (4/16/2013 Terminated)New Jersey
Registered Investment Advisory firm - (5/8/2013 Terminated)New York
Registered Investment Advisory firm - (4/16/2013 Terminated)Texas
Registered Investment Advisory firm - (4/16/2013 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
800 Westchester Avenue Suite 641 North, Rye Brook, NY 10573-1360
Mailing Address
Phone number
(914) 872-4040
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 353 |
| AUM (Assets Under Management) | $ 199,574,156 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2024 | ||
| 01/24/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
