Kenneth Ty Conte
CFP®Professional Summary
Kenneth Ty Conte, CFP®, who also goes by Kenneth Conte, is a registered financial advisor currently at NORTHBRIDGE FINANCIAL GROUP, LLC located in Tampa, Florida and LPL FINANCIAL LLC located in Tampa, Florida. Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Kenneth has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Insurance Planning
- Retirement Planning
- Tax Planning
- Comprehensive Financial Planning
- Employee and Employer Plan Benefits
- Investment Planning
Other Aliases
Kenneth Conte
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
NORTHBRIDGE FINANCIAL GROUP, LLC
Contact Information
Main Address
4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607Phone Number
(813) 877-8000# of Employees
11SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,354AUM (Assets Under Management)
$413,141,294Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
NORTHBRIDGE FINANCIAL GROUP, LLC
State Registrations and Notice Filings
(8/3/2020)
(10/2/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Ty Conte's CRS (Customer Relationship Summary).
Services Offered by Kenneth
- Insurance Planning
- Retirement Planning
- Tax Planning
- Comprehensive Financial Planning
- Employee and Employer Plan Benefits
- Investment Planning
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
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