LH
Linda A. Halleran
FRANK FINANCIAL ADVISORS
Carlsbad, CA 92010
Some features on this profile are disabled
CRD#: 6079086
LH
Professional summary
Linda A Halleran, who also goes by Linda Ann Halleran, Linda Holstead, is a registered financial advisor currently at FRANK FINANCIAL ADVISORS located in Carlsbad, California.
Linda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Linda has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Linda Ann Halleran | Linda Holstead
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) I AM AN INSURANCE AGENT, LICENSED FOR LIFE INSURANCE, HEALTH INSURANCE AND/OR ANNUITY LINES OF BUSINESS WITH UNITED CAPITAL RISK MANAGEMENT. I MAY RECEIVE COMPENSATION FROM INSURANCE COMPANIES FOR THE SALES OF INSURANCE PRODUCTS TO CLIENTS OR OTHER INDIVIDUALS.
2) LINDA HALLERAN-SOLE PROPRIETOR; HEALTH & LIFE INSURANCE; MODESTO, CA 95356; NO MORE THAN 3HRS PER MONTH; 0HRS DURING BUSINESS HRS; NON-INVESTMENT RELATED; SINCE 2002.
2. LINDA HALLERAN, SOLE PROPRIETOR; MODESTO, CA 95356; HEALTH/LIFE AGENT; 2002; 3HRS PER MONTH DURING NON-TRADING HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Linda A Halleran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2021 - Present
FRANK FINANCIAL ADVISORS
Office #1: 2710 Loker Avenue West Suite 230, Carlsbad, CA 92010RIA
CRD#: 147537
Carlsbad, CA
Past
May 30, 2015 - April 23, 2021
UNITED CAPITAL FINANCIAL ADVISORS
RIA
CRD#: 134600
MODESTO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FRANK FINANCIAL ADVISORS
FRANK FINANCIAL ADVISORS | FRANK FINANCIAL SERVICES
CRD#: 147537 / SEC#: 801-121668
RIA
Registered Investment Advisory firm - (7/2/2021 Approved)California
Registered Investment Advisory firm - (8/7/2021 Terminated)Louisiana
Registered Investment Advisory firm - (7/12/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (11/20/2019 Terminated)Texas
Registered Investment Advisory firm - (7/8/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/17/2021)
Current Firm
FF
FRANK FINANCIAL ADVISORS
FRANK FINANCIAL ADVISORS | FRANK FINANCIAL SERVICES
CRD#: 147537 / SEC#: 801-121668
RIA
Registered Investment Advisory firm - (7/2/2021 Approved)California
Registered Investment Advisory firm - (8/7/2021 Terminated)Louisiana
Registered Investment Advisory firm - (7/12/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (11/20/2019 Terminated)Texas
Registered Investment Advisory firm - (7/8/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2710 Loker Avenue West Suite 230, Carlsbad, CA 92010
Mailing Address
Phone number
(760) 438-3360
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 462 |
| AUM (Assets Under Management) | $ 164,442,897 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
