Xiecheng Yuan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Xiecheng Yuan, who also goes by Daniel Yuan, Ziecheng Yuan, was a registered financial professional .
Xiecheng is a previously registered financial professional and started their career in finance in 2013. Xiecheng had worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2017 - January 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
August 27, 2013 - January 8, 2018
SCOTTRADE, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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