Branden Pensyl
Professional summary
Branden Pensyl, who also goes by Branden Anthony Pensyl, Brandon Pensyl, is a registered financial professional currently at VOYA FINANCIAL ADVISORS, INC. located in West Des Moines, Iowa.
Branden is registered as a RR (Registered Representative) and started their career in finance in 2013. Branden has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Branden Pensyl's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2022 - Present
VOYA FINANCIAL ADVISORS, INC.
August 24, 2020 - July 5, 2022
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 2, 2020 - August 21, 2020
CHARLES SCHWAB & CO., INC.
November 4, 2016 - May 5, 2020
EDWARD JONES
August 7, 2013 - June 30, 2015
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2022)
(10/31/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
