RL
Ryan E. Lumsden
PARNASSUS INVESTMENTS
San Francisco, CA 94105
Some features on this profile are disabled
CRD#: 6077867
RL
Professional summary
Ryan Edward Lumsden, who also goes by Ryan Lumsden, is a registered financial advisor currently at PARNASSUS INVESTMENTS, LLC located in San Francisco, California and PARNASSUS FUNDS DISTRIBUTOR, LLC located in San Francisco, California.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Ryan has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan Lumsden
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Parnassus Investments, LLC; San Francisco, CA; Started 2/8/2022; Investment Related; Vice President, Institutional Relations; Manage of Institutional Relations; Manage Institutional Client Relationships; 160 hours per month with 0 hours during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Edward Lumsden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2022 - Present
PARNASSUS INVESTMENTS, LLC
Office #1: 1 Market Street Suite 1600, San Francisco, CA 94105RIA
CRD#: 316904
San Francisco, CA
Current
February 25, 2022 - Present
PARNASSUS FUNDS DISTRIBUTOR, LLC
Office #1: 1 Market Street Suite 1600, San Francisco, CA 94105BD
CRD#: 15883
San Francisco, CA
Past
August 13, 2019 - December 2, 2021
ORBIS INVESTMENTS (U.S.), LLC
BD
CRD#: 172663
San Francisco, CA
Past
May 18, 2018 - December 13, 2018
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PARNASSUS INVESTMENTS, LLC
PARNASSUS INVESTMENTS, LLC
CRD#: 316904 / SEC#: 801-122618
RIA
Registered Investment Advisory firm - (11/8/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/8/2023)
RR
Alaska(1/8/2023)
RR
Arizona(1/8/2023)
RR
Arkansas(1/8/2023)
RR
California(2/25/2022)
IAR
California(6/10/2022)
RR
Colorado(1/8/2023)
RR
Connecticut(1/8/2023)
RR
Delaware(1/8/2023)
RR
District of Columbia(1/8/2023)
RR
Florida(1/8/2023)
RR
Georgia(1/8/2023)
RR
Hawaii(1/8/2023)
RR
Idaho(1/8/2023)
RR
Illinois(1/8/2023)
RR
Indiana(1/8/2023)
RR
Iowa(1/8/2023)
RR
Kansas(1/8/2023)
RR
Kentucky(1/8/2023)
RR
Louisiana(1/8/2023)
RR
Maine(1/8/2023)
RR
Maryland(1/8/2023)
RR
Massachusetts(1/8/2023)
RR
Michigan(1/8/2023)
RR
Minnesota(1/8/2023)
RR
Mississippi(1/8/2023)
RR
Missouri(1/8/2023)
RR
Montana(1/8/2023)
RR
Nebraska(1/8/2023)
RR
Nevada(1/8/2023)
RR
New Hampshire(1/8/2023)
RR
New Jersey(1/8/2023)
RR
New Mexico(1/8/2023)
RR
New York(1/8/2023)
RR
North Carolina(1/8/2023)
RR
North Dakota(1/8/2023)
RR
Ohio(1/9/2023)
RR
Oklahoma(1/8/2023)
RR
Oregon(1/8/2023)
RR
Pennsylvania(1/8/2023)
RR
Puerto Rico(1/8/2023)
RR
Rhode Island(1/8/2023)
RR
South Carolina(1/8/2023)
RR
South Dakota(1/8/2023)
RR
Tennessee(1/8/2023)
RR
Texas(1/8/2023)
RR
Utah(1/8/2023)
RR
Vermont(1/8/2023)
RR
Virginia(1/8/2023)
RR
Washington(1/8/2023)
RR
West Virginia(1/8/2023)
RR
Wisconsin(1/8/2023)
RR
Wyoming(1/8/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PARNASSUS INVESTMENTS, LLC
PARNASSUS INVESTMENTS, LLC
CRD#: 316904 / SEC#: 801-122618
RIA
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Contact information
Main Address
1 Market Street Suite 1600, San Francisco, CA 94105
Mailing Address
Phone number
(415) 778-0200
Established
Firm type
Fiscal year end
# of Employees
83
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 45,658,173,524 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
