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NK

Nazir Khan

ERNST & YOUNG CAPITAL ADVISORS
New York, NY 10001
Some features on this profile are disabled
CRD#: 6076637
NK
Nazir KhanERNST & YOUNG CAPITAL ADVISORS

Professional summary

Nazir Khan is a registered financial professional currently at ERNST & YOUNG CAPITAL ADVISORS, LLC located in New York, New York.

Nazir is registered as a RR (Registered Representative) and started their career in finance in 2015. Nazir has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 79 and Series 52 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nazir Khan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 10, 2026 - Present

ERNST & YOUNG CAPITAL ADVISORS, LLC

Office #1: One Manhattan West, New York, NY 10001
BD
CRD#: 152514
New York, NY
Past

June 8, 2021 - November 7, 2025

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

January 27, 2021 - April 30, 2021

FTP SECURITIES LLC

BD
CRD#: 129356
NEW YORK, NY
Past

July 18, 2017 - February 1, 2021

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

December 10, 2015 - July 18, 2017

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/10/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/11/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/2/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 3/7/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 12/10/2015
Municipal Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

E&
ERNST & YOUNG CAPITAL ADVISORS, LLC
ERNST & YOUNG CAPITAL ADVISORS, LLC

CRD#: 152514 / SEC#: , 8-68461

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
One Manhattan West, New York, NY 10001
Mailing Address
One Manhattan West, New York, NY 10001
Phone number
(212) 773-3000
Established
Delaware since 11/06/2009
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
EYCA HOLDINGS LLCDIRECT OWNER
COSTA, SERGIOCHIEF COMPLIANCE OFFICER5746445
JOHNSON, PUTRA LFINOP/OFFICER5025564
ULRICH, TODD WILLIAMCHIEF EXECUTIVE OFFICER5405066

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ERNST & YOUNG CAPITAL ADVISORS, LLC

CRD#: 152514New York, NY 10001

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