Timothy F. Lourenco

THE FOUNDATION WEALTH MANAGEMENT

Fresno, CA

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CRD#: 6075802

Professional summary

Timothy Filipe Lourenco, CFP® is a registered financial advisor currently at THE FOUNDATION WEALTH MANAGEMENT, LLC located in Fresno, California.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Timothy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***OUTSIDE INSURANCE, Independent Insurance Agent since 04/2017, GROUP BENEFITS, MEDICAL/NON-MEDICAL, FIXED LIFE & ANNUITIES, DI, LTC, 16 hrs/mo, all during trading hrs

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Filipe Lourenco's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

April 13, 2018 - Present

THE FOUNDATION WEALTH MANAGEMENT, LLC

RIA

CRD#: 292093

Fresno, CA

Past

October 24, 2013 - April 10, 2018

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Fresno, CA

Past

October 14, 2013 - April 10, 2018

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Fresno, CA

Past

April 19, 2013 - August 26, 2013

WADDELL & REED

RIA

CRD#: 866

FRESNO, CA

Past

March 5, 2013 - August 26, 2013

WADDELL & REED

CRD#: 866

FRESNO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/18/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/10/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/4/2013

General Securities Representative Examination

Current Firm

THE FOUNDATION WEALTH MANAGEMENT, LLC

CRD#: 292093 / SEC#:

California

Registered Investment Advisory firm - (4/13/2018 Approved)

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Contact information

Main Address

Fresno, CA

Mailing Address

1077 N. Willow Ave. Suite 105, #807, Clovis, CA 93611

Phone number

(559) 721-5690

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	134
AUM (Assets Under Management)	$ 10,813,918

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy F. Lourenco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Filipe Lourenco's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE FOUNDATION WEALTH MANAGEMENT, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 4/18/2013

SIE

Date: 4/10/2018

Series 7

Date: 3/4/2013

Current Firm

THE FOUNDATION WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE FOUNDATION WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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