Michael H. Shindler

FLOW TRADERS U.S. LLC

New York, NY 10036

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CRD#: 6075559

Professional summary

Michael Harrison Shindler, who also goes by Michael Harrison Shindler, Michael Shindler, is a registered financial professional currently at FLOW TRADERS U.S. LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 5 firms and has passed the Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Harrison Shindler | Michael Shindler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Harrison Shindler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 8, 2022 - Present

FLOW TRADERS U.S. LLC

Office #1: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036Office #2: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036

CRD#: 150780

New York, NY

Past

July 16, 2021 - March 10, 2022

DV EQUITIES

CRD#: 312688

CHICAGO, IL

Past

February 13, 2020 - August 30, 2021

DV SECURITIES, LLC

CRD#: 305134

CHICAGO, IL

Past

August 18, 2017 - February 10, 2020

SEA OTTER SECURITIES GROUP LLC

CRD#: 171630

NEW YORK, NY

Past

November 16, 2016 - June 13, 2017

ARXIS SECURITIES LLC

CRD#: 172506

NEW YORK, NY

Past

April 1, 2013 - November 12, 2015

FLOW TRADERS U.S. LLC

CRD#: 150780

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/26/2013

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/29/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 5/24/2024

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/12/2022

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MEMX LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

FLOW TRADERS U.S. LLC

CRD#: 150780 / SEC#: , 8-68300

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1114 Avenue Of The Americas 4th Floor, New York, NY 10036

Mailing Address

1114 Avenue Of The Americas 4th Floor, New York, NY 10036

Phone number

(917) 210-5000

Established

Delaware since 04/22/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
FLOW TRADERS U.S. HOLDING LLC	MEMBER
DIMITRI, AARON MICHAEL	OPERATING COMMITTEE MEMBER	6806548
JOSE, KYLE W	CHIEF COMPLIANCE OFFICER	6078303
LEARY, TIMOTHY PATRICK	CFO/FINOP/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER	6567942
STUSH, WILLIAM D	OPERATING COMMITTEE MEMBER	2903013

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael H. Shindler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Harrison Shindler's CRS (Customer Relationship Summary).

Certified licenses

Experience

DV EQUITIES

DV SECURITIES, LLC

SEA OTTER SECURITIES GROUP LLC

ARXIS SECURITIES LLC

FLOW TRADERS U.S. LLC

State Registrations and Notice Filings

Exams

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 8/26/2013

Series 7

Date: 3/29/2013

Series 4

Date: 5/24/2024

Series 24

Date: 8/12/2022

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

MEMX LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

Nasdaq BX, Inc.

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

FLOW TRADERS U.S. LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FLOW TRADERS U.S. LLC

TRUST BUT VERIFY

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