Nicholas P. Pantle
MASSO TORRENCE WEALTH MANAGEMENT
Marlton, NJ 08053
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CRD#: 6075433
Professional summary
Nicholas Paul Pantle, CFP® is a registered financial advisor currently at MASSO TORRENCE WEALTH MANAGEMENT INC. located in Marlton, New Jersey and FARTHER located in Marlton, New Jersey.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Nicholas has worked at 5 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Nicholas Pantle is dually-registered as an investment advisor representative with Masso Torrence Wealth Management Inc. - since 01/2021) and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. (PKS" - since 01/2021). Same address Approximately 10% of Mr. Pantle's time is for services as an investment advisor representative and the balance as a registered representative. Masso Torrence and PKS are not affiliated. 2) PKS Financial. investment related. 270 N. Elmwood Rd., Suite H-160, Marlton, NY 08053. Financial Solutions. Insurance Agent. Start 1/4/2020. 5 hrs/mo. 40 hrs during trading. Fixed Insurance, linked benefits, fixed annuities 3) Independent Contractor of Haka Labs LLC. Non-Investment related. Haka Labs LLC: 100 Mount Holly Bypass, Lumberton, NJ 08048. Community Group. Moderator of Discord. Independent Contractor. 1/12/22. 2 hours per month devoted to business. 0 hours devoted to business during trading hours. Moderator to make sure the community of people are safe online and block suspicious activity. 4) Moorestown Rotary. Not Investment Related. PO Box 105, Moorestown, NJ 08057. Rotary. 1st Vice President. 07/2022. 15 Hrs/Mo; 4 Hrs During Trading Hours. Help Manage Future Gifts and Ongoing Operations.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Paul Pantle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
January 19, 2021 - Present
MASSO TORRENCE WEALTH MANAGEMENT INC.
Office #1: 270 N Elmwood Road Suite H-160, Marlton, NJ 08053RIA
CRD#: 311097
Marlton, NJ
Current
September 30, 2025 - Present
FARTHER
Office #1: 270 N. Elmwood Road Suite H-160, Marlton, NJ 08053RIA
CRD#: 302050
Marlton, NJ
Past
January 4, 2021 - April 16, 2025
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Marlton, NJ
Past
August 28, 2017 - December 31, 2020
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
MARLTON, NJ
Past
August 28, 2017 - December 31, 2020
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
MARLTON, NJ
Past
April 21, 2014 - August 25, 2017
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
December 5, 2013 - August 25, 2017
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FARTHER
FARTHER | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | MASSO TORRENCE WEALTH MANAGEMENT INC. | GUILD INVESTMENT MANAGEMENT | FARTHER FINANCE ADVISORS, LLC
CRD#: 302050 / SEC#: 801-116721
RIA
Registered Investment Advisory firm - (7/19/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(12/5/2024)
IAR
New Jersey(1/19/2021)
IAR
Pennsylvania(9/29/2023)
IAR
Texas(12/6/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
FA
FARTHER
FARTHER | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | MASSO TORRENCE WEALTH MANAGEMENT INC. | GUILD INVESTMENT MANAGEMENT | FARTHER FINANCE ADVISORS, LLC
CRD#: 302050 / SEC#: 801-116721
RIA
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Contact information
Main Address
345 California Street Suite 600, San Francisco, CA 94104
Mailing Address
Phone number
(628) 246-8004
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,245 |
| AUM (Assets Under Management) | $ 7,523,810,877 |
Red Flags
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