Rinita Bhadra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rinita Bhadra was a registered financial professional .
Rinita is a previously registered financial professional and started their career in finance in 2013. Rinita had worked at 5 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2019 - April 22, 2020
TANGENT CAPITAL PARTNERS, LLC
October 2, 2018 - May 15, 2019
OPPENHEIMER & CO. INC.
January 12, 2018 - April 12, 2018
COWEN AND COMPANY
August 27, 2014 - April 6, 2016
RBC CAPITAL MARKETS, LLC
October 2, 2013 - August 7, 2014
DC ADVISORY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TANGENT CAPITAL PARTNERS, LLC
CRD#: 146999 / SEC#: , 8-67885
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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