WC
William R. Carabasi
WILLIAM CARY CAPITAL MANAGEMENT
PHILADELPHIA, PA 19118
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CRD#: 6075389
WC
Professional summary
William Robert Carabasi is a registered financial advisor currently at WILLIAM CARY CAPITAL MANAGEMENT located in Philadelphia, Pennsylvania.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. William has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CARABASI GROUP LLC; AGENCY OWNER; INVESTMENT RELATED: NO; 1530 LOCUST STREET PHILADELPHIA PA 19102 UNITED STATES OF AMERICA; CARABASI GROUP LLC OPERATES AS A FRANCHISE OF GOOSEHEAD INSURANCE, OFFERING PROPERTY AND CASUALTY INSURANCE COVERAGE TO ITS CLIENTS. ; 2023-03-02; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 60; HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 100; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 50; WILLIAM CARABASI IS THE MAJORITY OWNER OF CARABASI GROUP LLC
CRS (Client Relationship Summary) - RIA
Click below to view William Robert Carabasi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 21, 2018 - Present
WILLIAM CARY CAPITAL MANAGEMENT
Office #1: 12 West Willow Grove Avenue Office 10, Philadelphia, PA 19118RIA
CRD#: 292135
PHILADELPHIA, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(2/21/2018)
Exams
Current Firm
WC
WILLIAM CARY CAPITAL MANAGEMENT
WILLIAM CARY CAPITAL MANAGEMENT | WILLIAM CARY CAPITAL MANAGEMENT, LLC
CRD#: 292135 / SEC#:
Pennsylvania
Registered Investment Advisory firm - (2/21/2018 Approved)Texas
Registered Investment Advisory firm - (12/23/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12 West Willow Grove Avenue Office 10, Philadelphia, PA 19118
Mailing Address
Phone number
(610) 955-5240
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 2,530,625 |
Red Flags
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