Darin B. Roth

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CRD#: 6074916

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Darin Bond Roth, who also goes by Bond Roth, D Bond Roth, was a registered financial professional .

Darin is a previously registered financial professional and started their career in finance in 2015. Darin had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bond Roth | D Bond Roth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 16, 2023 - February 4, 2026

STENGER FAMILY OFFICE, LLC

RIA

CRD#: 325089

NAPERVILLE, IL

Past

July 22, 2019 - April 7, 2023

MORGAN STANLEY

RIA

CRD#: 149777

Oak Brook, IL

Past

July 22, 2019 - April 7, 2023

MORGAN STANLEY

CRD#: 149777

Oak Brook, IL

Past

July 22, 2015 - July 1, 2019

GUGGENHEIM INVESTMENTS

RIA

CRD#: 105477

CHICAGO, IL

Past

July 22, 2015 - July 1, 2019

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

CHICAGO, IL

Past

March 16, 2015 - July 22, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

CHICAGO, IL

Past

January 6, 2015 - July 22, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STENGER FAMILY OFFICE, LLC

PELL ADVISORS, LLC | STENGER FAMILY OFFICE, LLC

CRD#: 325089 / SEC#: 801-127416

RIA

Registered Investment Advisory firm - (3/3/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/12/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/6/2015

General Securities Representative Examination

Current Firm

STENGER FAMILY OFFICE, LLC

PELL ADVISORS, LLC | STENGER FAMILY OFFICE, LLC

CRD#: 325089 / SEC#: 801-127416

RIA

Registered Investment Advisory firm - (3/3/2023 Approved)

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Contact information

Main Address

Naperville Financial Center 400 East Diehl Road Suite 550, Naperville, IL, 60563

Mailing Address

Phone number

(630) 912-8295

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR STENGER FAMILY OFFICE, LLC (2/10/2026)

Regulatory assets under management

Total Number of Accounts	2,163
AUM (Assets Under Management)	$ 628,126,958

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Darin B. Roth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

GUGGENHEIM INVESTMENTS

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

STENGER FAMILY OFFICE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/12/2015

SIE

Date: 10/1/2018

Series 7

Date: 1/6/2015

Current Firm

STENGER FAMILY OFFICE, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STENGER FAMILY OFFICE, LLC

TRUST BUT VERIFY

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