MC
Michael K. Chang
NOVICE CAPITAL LLC
SAN MATEO, CA 94401
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CRD#: 6074795
MC
Professional summary
Michael Kaichung Chang, who also goes by Michael Chang, is a registered financial advisor currently at NOVICE CAPITAL LLC located in San Mateo, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Michael has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Chang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Michael Chang is a partner in a family real estate business. He spends approximately 10 hours a month engaged in this activity. He is not a real estate agent and does not earn commissions from this activity. He will not solicit advisory clients to invest in this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Kaichung Chang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2024 - Present
NOVICE CAPITAL LLC
Office #1: 3 East 3rd Avenue Suite 200, San Mateo, CA 94401RIA
CRD#: 330179
SAN MATEO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/22/2024)
Exams
Current Firm
NC
NOVICE CAPITAL LLC
NOVICE CAPITAL LLC
CRD#: 330179 / SEC#:
California
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Contact information
Main Address
3 East 3rd Avenue Suite 200, San Mateo, CA 94401
Mailing Address
Phone number
(650) 200-0885
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 8,923,247 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
