Michael K. Chang

NOVICE CAPITAL

SAN MATEO, CA 94401

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CRD#: 6074795

Professional summary

Michael Kaichung Chang, who also goes by Michael Chang, is a registered financial advisor currently at NOVICE CAPITAL LLC located in San Mateo, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Michael has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Chang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Kaichung Chang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2024 - Present

NOVICE CAPITAL LLC

Office #1: 3 East 3rd Avenue Suite 200, San Mateo, CA 94401

RIA

CRD#: 330179

SAN MATEO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

NOVICE CAPITAL LLC

CRD#: 330179 / SEC#:

California

Registered Investment Advisory firm - (5/22/2024 Approved)

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Contact information

Main Address

3 East 3rd Avenue Suite 200, San Mateo, CA 94401

Mailing Address

Phone number

(650) 200-0885

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 12,053,609

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael K. Chang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Kaichung Chang's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOVICE CAPITAL LLC

State Registrations and Notice Filings

Exams

Current Firm

NOVICE CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NOVICE CAPITAL LLC

TRUST BUT VERIFY

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