CM
Chase J. Mazzariello
QUASAR DISTRIBUTORS
New York, NY 10104
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CRD#: 6074693
CM
Professional summary
Chase Joseph Mazzariello, who also goes by Chase Mazzariello, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in New York, New York.
Chase is registered as a RR (Registered Representative) and started their career in finance in 2019. Chase has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Chase Mazzariello
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Chase Joseph Mazzariello's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 21, 2023 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 1290 Avenue Of The Americas 17th Floor, New York, NY 10104BD
CRD#: 103848
New York, NY
Past
April 15, 2022 - September 26, 2023
PENSERRA GLOBAL INVESTORS LLC
RIA
CRD#: 174309
ORINDA, CA
Past
March 25, 2022 - September 26, 2023
PENSERRA SECURITIES, LLC
BD
CRD#: 145994
New York, NY
Past
May 7, 2019 - March 2, 2022
FORESIDE FUNDS DISTRIBUTORS LLC
BD
CRD#: 31334
Jersey City, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/16/2024)
RR
Alaska(10/16/2024)
RR
Arizona(10/16/2024)
RR
Arkansas(10/16/2024)
RR
California(12/21/2023)
RR
Colorado(10/16/2024)
RR
Connecticut(10/16/2024)
RR
Delaware(10/16/2024)
RR
District of Columbia(10/16/2024)
RR
Florida(10/16/2024)
RR
Georgia(10/16/2024)
RR
Hawaii(10/16/2024)
RR
Idaho(10/16/2024)
RR
Illinois(10/16/2024)
RR
Indiana(10/16/2024)
RR
Iowa(10/16/2024)
RR
Kansas(10/16/2024)
RR
Kentucky(10/16/2024)
RR
Louisiana(10/16/2024)
RR
Maine(10/16/2024)
RR
Maryland(12/21/2023)
RR
Massachusetts(10/16/2024)
RR
Michigan(10/16/2024)
RR
Minnesota(10/16/2024)
RR
Mississippi(10/16/2024)
RR
Missouri(10/16/2024)
RR
Montana(10/16/2024)
RR
Nebraska(10/16/2024)
RR
Nevada(10/16/2024)
RR
New Hampshire(10/16/2024)
RR
New Jersey(10/16/2024)
RR
New Mexico(10/16/2024)
RR
New York(10/16/2024)
RR
North Carolina(10/16/2024)
RR
North Dakota(10/16/2024)
RR
Ohio(10/16/2024)
RR
Oklahoma(10/16/2024)
RR
Oregon(10/16/2024)
RR
Pennsylvania(10/16/2024)
RR
Rhode Island(10/16/2024)
RR
South Carolina(10/16/2024)
RR
South Dakota(10/16/2024)
RR
Tennessee(10/16/2024)
RR
Texas(10/16/2024)
RR
Utah(10/16/2024)
RR
Vermont(10/16/2024)
RR
Virginia(10/16/2024)
RR
Washington(10/16/2024)
RR
West Virginia(10/16/2024)
RR
Wisconsin(10/16/2024)
RR
Wyoming(10/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/7/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
QD
QUASAR DISTRIBUTORS, LLC
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/21/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
