Sumedha Malhotra

ARMSTRONG, FLEMING & MOORE

Washington, DC 20036

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CRD#: 6074662

Professional summary

Sumedha Malhotra, CFP® is a registered financial advisor currently at ARMSTRONG, FLEMING & MOORE, INC. located in Washington, District Of Columbia and COMMONWEALTH FINANCIAL NETWORK located in Washington, District Of Columbia.

Sumedha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Sumedha has worked at 7 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Fixed insurance sales; as of 04/16/2018; Approximately less than 1% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Co-owner of rental property located in Gaithersburg, MD, as of 02/01/2025; 0% of time spent during business hours; Not conducted at branch location; Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sumedha Malhotra's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 14, 2020 - Present

ARMSTRONG, FLEMING & MOORE, INC.

Office #1: 1800 M Street Nw #1010-s, Washington, DC 20036

RIA

CRD#: 107347

Washington, DC

Current

April 16, 2019 - Present

COMMONWEALTH FINANCIAL NETWORK

Office #1: 1800 M Street Northwest Suite 1010-s, Washington, DC 20036

RIA

CRD#: 8032

Washington, DC

Past

November 1, 2018 - April 18, 2019

EDELMAN FINANCIAL ENGINES

RIA

CRD#: 104510

SILVER SPRING, MD

Past

January 8, 2018 - October 31, 2018

RETIREONE INVESTMENT SERVICES, LLC

CRD#: 269923

SILVER SPRING, MD

Past

October 24, 2017 - November 1, 2018

EDELMAN FINANCIAL SERVICES, LLC

RIA

CRD#: 113299

SILVER SPRING, MD

Past

March 18, 2014 - October 31, 2016

CONVERGENT WEALTH ADVISORS, LLC

RIA

CRD#: 143719

POTOMAC, MD

Past

July 24, 2013 - March 5, 2014

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WASHINGTON, DC

Past

July 31, 2012 - March 5, 2014

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARMSTRONG, FLEMING & MOORE, INC.

ARMSTRONG WELCH & MACINTYRE INC | ARMSTRONG, MACINTYRE & SEVERNS, INC. | ARMSTRONG, FLEMING & MOORE, INC.

CRD#: 107347 / SEC#: 801-38960

RIA

Registered Investment Advisory firm - (6/26/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(4/16/2019)

IAR

District of Columbia
(1/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/8/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/21/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/8/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ARMSTRONG, FLEMING & MOORE, INC.

ARMSTRONG WELCH & MACINTYRE INC | ARMSTRONG, MACINTYRE & SEVERNS, INC. | ARMSTRONG, FLEMING & MOORE, INC.

CRD#: 107347 / SEC#: 801-38960

RIA

Registered Investment Advisory firm - (6/26/1991 Approved)

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Contact information

Main Address

1800 M Street Nw #1010-s, Washington, DC 20036

Mailing Address

Phone number

(202) 887-8135

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARMSTRONG FLEMING & MOORE ADV 2A OCTOBER 2025 (10/3/2025)

Regulatory assets under management

Total Number of Accounts	1,746
AUM (Assets Under Management)	$ 1,117,580,783

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sumedha Malhotra

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sumedha Malhotra's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

EDELMAN FINANCIAL ENGINES

RETIREONE INVESTMENT SERVICES, LLC

EDELMAN FINANCIAL SERVICES, LLC

CONVERGENT WEALTH ADVISORS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

ARMSTRONG, FLEMING & MOORE, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/8/2018

Series 66

Date: 5/21/2013

SIE

Date: 10/1/2018

Series 7

Date: 1/8/2018

FINRA

Current Firm

ARMSTRONG, FLEMING & MOORE, INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARMSTRONG, FLEMING & MOORE, INC.

TRUST BUT VERIFY

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