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SM

Sumedha Malhotra

ARMSTRONG, FLEMING & MOORE
Washington, DC 20036
Some features on this profile are disabled
CRD#: 6074662
SM

Professional summary

Sumedha Malhotra, CFP® is a registered financial advisor currently at ARMSTRONG, FLEMING & MOORE, INC. located in Washington, District Of Columbia and COMMONWEALTH FINANCIAL NETWORK located in Washington, District Of Columbia.

Sumedha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Sumedha has worked at 7 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sumedha Malhotra's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

January 14, 2020 - Present

ARMSTRONG, FLEMING & MOORE, INC.

Office #1: 1800 M Street Nw #1010-s, Washington, DC 20036
RIA
CRD#: 107347
Washington, DC
Current

April 16, 2019 - Present

COMMONWEALTH FINANCIAL NETWORK

Office #1: 1800 M Street Northwest Suite 1010-s, Washington, DC 20036
RIA
BD
CRD#: 8032
Washington, DC
Past

November 1, 2018 - April 18, 2019

EDELMAN FINANCIAL ENGINES

RIA
CRD#: 104510
SILVER SPRING, MD
Past

January 8, 2018 - October 31, 2018

RETIREONE INVESTMENT SERVICES, LLC

BD
CRD#: 269923
SILVER SPRING, MD
Past

October 24, 2017 - November 1, 2018

EDELMAN FINANCIAL SERVICES, LLC

RIA
CRD#: 113299
SILVER SPRING, MD
Past

March 18, 2014 - October 31, 2016

CONVERGENT WEALTH ADVISORS, LLC

RIA
CRD#: 143719
POTOMAC, MD
Past

July 24, 2013 - March 5, 2014

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
WASHINGTON, DC
Past

July 31, 2012 - March 5, 2014

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ARMSTRONG, FLEMING & MOORE, INC.
ARMSTRONG WELCH & MACINTYRE INC | ARMSTRONG, MACINTYRE & SEVERNS, INC. | ARMSTRONG, FLEMING & MOORE, INC.

CRD#: 107347 / SEC#: 801-38960

RIA
Registered Investment Advisory firm - (6/26/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(4/16/2019)
IAR
District of Columbia
(1/14/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 2/8/2018
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 5/21/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/8/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ARMSTRONG, FLEMING & MOORE, INC.
ARMSTRONG WELCH & MACINTYRE INC | ARMSTRONG, MACINTYRE & SEVERNS, INC. | ARMSTRONG, FLEMING & MOORE, INC.

CRD#: 107347 / SEC#: 801-38960

RIA
Registered Investment Advisory firm - (6/26/1991 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1800 M Street Nw #1010-s, Washington, DC 20036
Mailing Address
Phone number
(202) 887-8135
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ARMSTRONG FLEMING & MOORE ADV 2A OCTOBER 2025 (10/3/2025)

Regulatory assets under management

Total Number of Accounts1,746
AUM (Assets Under Management)$ 1,117,580,783

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARMSTRONG, FLEMING & MOORE, INC.

CRD#: 107347Washington, DC 20036

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