CK
Clay W. Kinnard
PERIGON WEALTH MANAGEMENT
Centreville, DE 19807
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CRD#: 6074654
CK
Professional summary
Clay Worthington Kinnard is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Centreville, Delaware.
Clay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Clay has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Insurance Sales. Position: Independent Contractor as Insurance Agent. Nature: Insurance Sales Investment Related: No. Number of Hours: 160. Securities Trading Hours: 160. Start Date: 07/08/2020 Address: 5806 Kennett Pike, Greenville DE 19807, United States Description: Insurance Sales
CRS (Client Relationship Summary) - RIA
Click below to view Clay Worthington Kinnard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2022 - Present
PERIGON WEALTH MANAGEMENT, LLC
Office #1: 5806 Kennett Pike, Centreville, DE 19807RIA
CRD#: 131037
Centreville, DE
Past
July 14, 2020 - April 29, 2022
OSAIC SERVICES, INC.
RIA
CRD#: 133763
WILMINGTON, DE
Past
July 14, 2020 - April 29, 2022
OSAIC SERVICES, INC.
BD
CRD#: 133763
WILMINGTON, DE
Past
May 31, 2018 - July 2, 2020
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
NEWARK, DE
Past
March 29, 2018 - July 2, 2020
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
NEWARK, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(4/28/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Mission Street Suite 1825, San Francisco, CA 94105
Mailing Address
Phone number
(877) 977-2555
Established
Firm type
Fiscal year end
# of Employees
141
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PERIGON WEALTH MANAGEMENT, LLC
CRD#: 131037Centreville, DE 19807TRUST BUT VERIFY
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