AL
Alvin M. Lowry
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Mt Pleasant, SC 29464
Some features on this profile are disabled
CRD#: 6074406
AL
Professional summary
Alvin M Lowry JR, who also goes by A M Lowry Jr, Al Lowry, Alvin Melton Lowry Jr, Al Lowry Jr, Alvin M Lowry Jr, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Mt Pleasant, South Carolina and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Mt Pleasant, South Carolina.
Alvin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Alvin has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
A M Lowry Jr | Al Lowry | Alvin Melton Lowry Jr | Al Lowry Jr | Alvin M Lowry Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ALVIN M LOWRY JR, 2804 CAITLINS WAY MT PLEASANT SC, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 07/2021, INV REL, 12 HR/MO 12/TRADING HR 2) MILITARY MAGNET FOUNDATION, 2950 CARNER AVE CHARLESTON SC, BOARD MEMBER OF 501C3, FOUNDATION BOARD MEMBER, 01/2018, NIR, 10 HR/MO 0/TRADING HR 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 07/9/21 IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 4) VFW POST 3137, ISLE OF PALMS SC, 05/2022, POST TRUSTEE, MONITOR OPERATIONS/ACTIVITIES OF THE ORGANIZATION, NON-PROFIT ORGANIZATION FOR THE BENEFIT OF VETERANS, NIR, 20 HR/MO 0 HR/MO TRADING 5) TAG ADVISORS, 4801 COX RD SUITE 102 GLEN ALLEN VA 23060, 08/2023, W2 Employee, Employee (receive a W-2), INV REL, 160 HR/MO 160 HR/MO TRADING 6) VFW POST 3137, 1004 OCEAN BLVD ISLE OF PALMS SC, 06/2024, SENIOR VICE COMMANDER, VETERANS ORGANIZATION, NIR, 20 HR/MO 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Alvin M Lowry JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 9, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1156 Bowman Rd Ste 200-a, Mt Pleasant, SC 29464RIA
CRD#: 134139
Mt Pleasant, SC
Current
July 9, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1156 Bowman Rd Suite 219, Mt Pleasant, SC 29464BD
CRD#: 39543
Mt Pleasant, SC
Past
November 11, 2016 - June 18, 2021
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
CHARLESTON, SC
Past
September 29, 2016 - June 18, 2021
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
CHARLESTON, SC
Past
December 15, 2015 - August 8, 2016
FIRST COMMAND ADVISORY SERVICES
RIA
CRD#: 281958
FORT WORTH, TX
Past
October 5, 2012 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
SUMTER, SC
Past
August 28, 2012 - August 8, 2016
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
SUMTER, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/9/2021)
RR
Alaska(1/3/2022)
RR
Arizona(9/22/2021)
RR
Arkansas(9/22/2021)
RR
California(9/22/2021)
RR
Colorado(9/22/2021)
RR
Connecticut(9/22/2021)
RR
Delaware(1/31/2023)
RR
District of Columbia(9/22/2021)
RR
Florida(9/22/2021)
RR
Georgia(9/22/2021)
RR
Hawaii(1/2/2024)
RR
Idaho(9/24/2021)
RR
Illinois(9/22/2021)
RR
Indiana(9/22/2021)
RR
Iowa(12/17/2021)
RR
Kansas(9/24/2021)
RR
Kentucky(11/30/2022)
RR
Louisiana(1/31/2023)
RR
Maine(4/18/2023)
RR
Maryland(9/22/2021)
RR
Massachusetts(1/3/2023)
RR
Michigan(9/22/2021)
RR
Minnesota(1/31/2023)
RR
Mississippi(9/24/2021)
RR
Missouri(9/22/2021)
RR
Montana(9/27/2021)
RR
Nebraska(9/24/2021)
RR
Nevada(9/22/2021)
RR
New Hampshire(9/22/2021)
RR
New Jersey(1/31/2023)
RR
New Mexico(7/9/2021)
RR
New York(9/22/2021)
RR
North Carolina(7/9/2021)
RR
North Dakota(9/22/2021)
RR
Ohio(1/3/2023)
RR
Oklahoma(12/17/2021)
RR
Oregon(9/22/2021)
RR
Pennsylvania(9/22/2021)
RR
Rhode Island(1/31/2023)
RR
South Carolina(7/9/2021)
IAR
South Carolina(7/9/2021)
RR
South Dakota(1/31/2023)
RR
Tennessee(9/22/2021)
RR
Texas(9/22/2021)
IAR
Texas(9/23/2021)
RR
Utah(1/31/2023)
RR
Vermont(1/31/2023)
RR
Virginia(9/22/2021)
RR
Washington(1/31/2023)
RR
West Virginia(11/17/2021)
RR
Wisconsin(7/9/2021)
RR
Wyoming(9/24/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/5/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
