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DJ

David J. Junker

STATE STREET GLOBAL MARKETS
Boston, MA 02114-2016
Some features on this profile are disabled
CRD#: 6073985
DJ

Professional summary

David J Junker, who also goes by David J Junker, David Junker, is a registered financial professional currently at STATE STREET GLOBAL MARKETS, LLC located in Boston, Massachusetts.

David is registered as a RR (Registered Representative) and started their career in finance in 2013. David has worked at 9 firms and has passed the Series 66, Series 99TO, SIE, Series 57, Series 52, Series 7, Series 27, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

David J Junker | David Junker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David J Junker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 27, 2026 - Present

STATE STREET GLOBAL MARKETS, LLC

Office #1: One Congress Street, Suite 1, Boston, MA 02114-2016
BD
CRD#: 285852
Boston, MA
Past

September 21, 2023 - February 25, 2026

ALTRUIST FINANCIAL LLC

BD
CRD#: 299274
Lantana, TX
Past

May 17, 2023 - September 11, 2023

PROMETHEUM EMBER CAPITAL

BD
CRD#: 312784
New York, NY
Past

March 24, 2023 - September 11, 2023

PROMETHEUM ATS

BD
CRD#: 311636
NEW YORK, NY
Past

December 18, 2020 - September 19, 2022

ROBINHOOD SECURITIES, LLC

BD
CRD#: 287900
LAKE MARY, FL
Past

June 15, 2016 - November 5, 2020

VISION BROKERAGE SERVICES, LLC

BD
CRD#: 47927
Stamford, CT
Past

March 23, 2016 - November 5, 2020

VISION INVESTMENT ADVISORS, LLC

RIA
CRD#: 109621
STAMFORD, CT
Past

January 20, 2016 - November 5, 2020

VISION FINANCIAL MARKETS LLC

BD
CRD#: 142271
New York, NY
Past

August 7, 2013 - January 20, 2016

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/27/2026)
RR
Alaska
(3/27/2026)
RR
Arizona
(3/27/2026)
RR
Arkansas
(3/27/2026)
RR
California
(3/27/2026)
RR
Colorado
(3/27/2026)
RR
Connecticut
(3/27/2026)
RR
Delaware
(3/27/2026)
RR
District of Columbia
(3/27/2026)
RR
Florida
(3/27/2026)
RR
Georgia
(3/27/2026)
RR
Hawaii
(3/27/2026)
RR
Idaho
(3/27/2026)
RR
Illinois
(3/27/2026)
RR
Indiana
(3/27/2026)
RR
Iowa
(3/27/2026)
RR
Kansas
(3/27/2026)
RR
Kentucky
(3/27/2026)
RR
Louisiana
(3/27/2026)
RR
Maine
(3/27/2026)
RR
Maryland
(3/27/2026)
RR
Massachusetts
(3/27/2026)
RR
Michigan
(3/27/2026)
RR
Minnesota
(3/27/2026)
RR
Mississippi
(3/27/2026)
RR
Missouri
(3/27/2026)
RR
Montana
(3/27/2026)
RR
Nebraska
(3/27/2026)
RR
Nevada
(3/27/2026)
RR
New Hampshire
(3/27/2026)
RR
New Jersey
(3/27/2026)
RR
New Mexico
(3/27/2026)
RR
New York
(3/27/2026)
RR
North Carolina
(3/27/2026)
RR
North Dakota
(3/27/2026)
RR
Ohio
(3/27/2026)
RR
Oklahoma
(3/27/2026)
RR
Oregon
(3/27/2026)
RR
Pennsylvania
(3/27/2026)
RR
Puerto Rico
(3/27/2026)
RR
Rhode Island
(3/27/2026)
RR
South Carolina
(3/27/2026)
RR
South Dakota
(3/27/2026)
RR
Tennessee
(3/27/2026)
RR
Texas
(3/27/2026)
RR
Utah
(3/27/2026)
RR
Vermont
(3/27/2026)
RR
Virgin Islands
(3/27/2026)
RR
Virginia
(3/27/2026)
RR
Washington
(3/27/2026)
RR
West Virginia
(3/27/2026)
RR
Wisconsin
(3/27/2026)
RR
Wyoming
(3/27/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/22/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 2/18/2016
Securities Trader Exam
General Industry/Product Exam
RR
Series 52
Date: 6/27/2014
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 8/7/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 3/20/2019
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/29/2014
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/1/2014
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/12/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

SS
STATE STREET GLOBAL MARKETS, LLC
STATE STREET GLOBAL MARKETS, LLC | STATE STREET NEWCO, LLC

CRD#: 285852 / SEC#: , 8-69862

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Congress Street, Suite 1, Boston, MA 02114-2016
Mailing Address
One Congress Street, Suite 1, Boston, MA 02114-2016
Phone number
(617) 664-3619
Established
Delaware since 10/07/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
STATE STREET CORPORATIONPARENT COMPANY
BAMBINO, JOHN JOSEPHCHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER4237874
CHARLAND, JOSEPH LEONARDDIRECTOR5183891
FORTUNA, GREGORY PAULDIRECTOR3168105
MARZILIANO, MICHAELPRINCIPAL OPERATIONS OFFICER1527133
MAXHAM, DAVID GOULDDIRECTOR6372664
MCKEON, ROBERT ADIRECTOR7638847
MORGAN, DANIEL ROBERTCHIEF EXECUTIVE OFFICER2743457
SIGLAIN, TARYN ANNDIRECTOR5163466
SOR, LYDIRECTOR7996223
TRABUCCO, MARK RUSSELLCHIEF COMPLIANCE OFFICER4856280

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STATE STREET GLOBAL MARKETS, LLC

CRD#: 285852Boston, MA 02114-2016

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