Andrew S. Ficarra
Professional summary
Andrew Steven Ficarra, who also goes by Andrew S Ficarra, Andrew Steven Ficarra, is a registered financial advisor currently at CADENCE WEALTH MANAGEMENT, LLC located in Tempe, Arizona and SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC located in Scottsdale, Arizona.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Andrew has worked at 7 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Steven Ficarra's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2022 - Present
CADENCE WEALTH MANAGEMENT, LLC
March 8, 2023 - Present
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
February 13, 2019 - May 14, 2020
LPL FINANCIAL LLC
August 26, 2015 - November 14, 2017
VANGUARD MARKETING CORPORATION
August 11, 2014 - June 24, 2015
TD AMERITRADE, INC.
August 11, 2014 - June 24, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 11, 2014 - June 24, 2015
TD AMERITRADE, INC.
August 27, 2012 - August 19, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 30, 2012 - August 19, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
CRD#: 144069 / SEC#: 801-67988
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/5/2023)
(3/8/2023)
(8/9/2024)
(2/28/2022)
Exams
Current Firm
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
CRD#: 144069 / SEC#: 801-67988
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 807 |
| AUM (Assets Under Management) | $ 227,563,327 |
Red Flags
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