Jerome H. Daniels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Harold Daniels, who also goes by Jerry Daniels, was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1967. Jerome had worked at 7 firms and has passed the Series 63, Series 1, Series 27, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2004 - December 31, 2013
MERRIMAC CORPORATE SECURITIES, INC.
March 22, 2002 - November 5, 2004
ALLEN DOUGLAS SECURITIES, INC.
November 28, 1994 - December 9, 2003
ELECTRONIC ACCESS DIRECT, INC.
May 25, 1994 - August 30, 1994
HEALTHCARE CAPITAL INVESTMENTS, INC.
April 8, 1991 - July 17, 1996
VISION INVESTMENT GROUP, INC.
April 4, 1972 - February 20, 1992
HDA SERVICE CORPORATION
September 14, 1967 - February 7, 1974
INDEPENDENT SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/12/1967
Registered Representative ExaminationSeries 00
Date: 11/4/1971
General Securities Principal ExaminationCurrent Firm
MERRIMAC CORPORATE SECURITIES, INC.
CRD#: 35463 / SEC#: , 8-46721
Contact information
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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