Krishna N. Williams
Professional summary
Krishna Nicole Williams, who also goes by Nikki Williams, is a registered financial professional currently at WEALTHFRONT BROKERAGE LLC located in Palo Alto, California.
Krishna is registered as a RR (Registered Representative) and started their career in finance in 2014. Krishna has worked at 2 firms and has passed the Series 63, SIE, Series 52, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Krishna Nicole Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2019 - Present
WEALTHFRONT BROKERAGE LLC
Office #1: 261 Hamilton Ave, Palo Alto, CA 94301September 15, 2014 - February 1, 2019
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2019)
Exams
FINRA
Current Firm
WEALTHFRONT BROKERAGE LLC
CRD#: 153407 / SEC#: , 8-68534
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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Company Information
WEALTHFRONT BROKERAGE LLC
CRD#: 153407Palo Alto, CA 94301TRUST BUT VERIFY
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