Frederick J. Whelan
Professional summary
Frederick Joseph Whelan IV, who also goes by Frederick Joseph Whelan, J Whelan, is a registered financial professional currently at SALEM PARTNERS LLC located in Los Angeles, California.
Frederick is registered as a RR (Registered Representative) and started their career in finance in 2019. Frederick has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frederick Joseph Whelan IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2023 - Present
SALEM PARTNERS LLC
Office #1: 11111 Santa Monica Boulevard Suite 2250, Los Angeles, CA 90025March 27, 2020 - March 2, 2023
SOLOMON PARTNERS SECURITIES, LLC
June 11, 2019 - March 11, 2020
KEEFE, BRUYETTE & WOODS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2023)
Exams
Series 79TO
Date: 6/11/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SALEM PARTNERS LLC
CRD#: 43363 / SEC#: , 8-50241
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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