Alyssa N. Morales
Professional summary
Alyssa Nicole Morales, who also goes by Alyssa Morales, is a registered financial professional currently at VESTWELL SECURITIES, LLC located in New York, New York.
Alyssa is registered as a RR (Registered Representative) and started their career in finance in 2012. Alyssa has worked at 5 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alyssa Nicole Morales's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2025 - Present
VESTWELL SECURITIES, LLC
Office #1: 360 Madison Avenue 15th Floor, New York, NY 10017November 13, 2019 - February 8, 2021
ASCENSUS BROKER DEALER SERVICES, LLC
January 13, 2014 - June 25, 2014
CROWN CAPITAL SECURITIES, L.P.
June 17, 2013 - January 14, 2014
J.P. MORGAN SECURITIES LLC
July 2, 2012 - April 24, 2013
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 12/26/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
VESTWELL SECURITIES, LLC
CRD#: 331531 / SEC#: , 8-71272
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
