Travis G. Gularte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Travis Gerald Gularte, who also goes by Travis Gerald Gularte, Travis Gularte, was a registered financial professional .
Travis is a previously registered financial professional and started their career in finance in 2012. Travis had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2018 - February 13, 2019
ALASKA WEALTH ADVISORS
April 18, 2013 - February 15, 2017
CHARLES SCHWAB & CO., INC.
April 18, 2013 - February 15, 2017
CHARLES SCHWAB & CO., INC.
October 12, 2012 - March 19, 2013
WELLS FARGO CLEARING SERVICES, LLC
August 20, 2012 - March 19, 2013
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
ALASKA WEALTH ADVISORS
CRD#: 172151 / SEC#: 801-80133
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALASKA WEALTH ADVISORS
CRD#: 172151 / SEC#: 801-80133
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,008 |
| AUM (Assets Under Management) | $ 925,384,680 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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