Eric Pond
Professional summary
Eric Pond, who also goes by Eric Daniel Pond, is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York and DRIVEWEALTH INSTITUTIONAL LLC located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2012. Eric has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Pond's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2023 - Present
DRIVEWEALTH, LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005Office #2: 28 Liberty Street 50th Floor, New York, NY 10005April 1, 2024 - Present
DRIVEWEALTH INSTITUTIONAL LLC
Office #1: 11 Wall Street, New York, NY 10005January 25, 2019 - August 28, 2023
ROBINHOOD FINANCIAL, LLC
September 5, 2018 - January 10, 2019
CHARLES SCHWAB & CO., INC.
September 4, 2018 - January 10, 2019
CHARLES SCHWAB & CO., INC.
November 25, 2015 - March 1, 2018
NBC SECURITIES, INC.
August 3, 2015 - March 1, 2018
NBC SECURITIES, INC.
August 7, 2012 - July 14, 2015
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2023)
(9/6/2023)
(3/19/2024)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DRIVEWEALTH INSTITUTIONAL LLC
CRD#: 33038 / SEC#: , 8-31461
Contact information
FINRA licenses (32 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | CHIEF OPERATING OFFICER | 2262100 |
| MADARASZ, RONALD JOHN | SENIOR MANAGER, INSTITUTIONAL SALES & TRADING | 1769473 |
| PALAPARTHI, VENU MADHAV | CHIEF EXECUTIVE OFFICER | 2437777 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
| TZANETEAS, ALEC MICHAEL | CHIEF COMPLIANCE OFFICER | 6983736 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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