PD
Patrick M. Denman
CETERA INVESTMENT ADVISERS LLC
PEN ARGYL, PA
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CRD#: 6068679
PD
Professional summary
Patrick M. Denman, who also goes by Patrick M Denman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pen Argyl, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Pen Argyl, Pennsylvania.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Patrick has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick M Denman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Patrick M Denman 500 E Laurel Ave Pen Argyl PA 18072 Accounting Services/Tax Preparation Owner 10/1/2017 16hrs~8hrs We will be conducting research on tax laws and strategizing with clients to minimize tax liability. We will work with clients to address their spending psychology, while identifying their attitudes towards spending. 2) National Wrestling Coaches Association - 501(c) (3) 330 Hostetter Rd Manheim PA 17545 Board Position/Officer Other 1/30/2020 3hrs~0hrs Ensures that all National WIBN banking/accounting policies are complied with as outlined in the local chapter agreement (e.g. exclusive use of WIBN authorized financial accounting software, 1099 forms are used for any people paid more than $600, all receipts are uploaded into the WIBN financial software, working directly with national WIBN auditors to navigate random annual audits, etc.). Collaborates with the Chair and other advisory board members to develop and submit an annual local chapter budget, strategic plan, and annual report for approval by the National WIBN. Budget & strategic plan must be submitted by November 1 of each year and the annual report must be submitted to WIBN National by January 30 of each year. Reconciles the local chapter membership dues and event management revenue with the designated WIBN national staff person each month. Has signature authority for all checks (ensures a 2nd signature is secured for all checks written)| 3) GREEN POND COUNTRY CLUB POSITION: Employee NATURE: Golf course greens maintenance INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2008 ADDRESS: 3604 Farmersville Rd, Bethlahem PA 18020, DESCRIPTION: Provides maintenance for the facility
CRS (Client Relationship Summary) - RIA
Click below to view Patrick M. Denman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
PEN ARGYL, PA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
PEN ARGYL, PA
Past
January 22, 2014 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
PEN ARGYL, PA
Past
July 18, 2012 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
PEN ARGYL, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Pennsylvania(9/5/2025)
IAR
Pennsylvania(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
