Jacob J. Turley
CETERA INVESTMENT ADVISERS LLC
KALISPELL, MT 59901
Some features on this profile are disabled
CRD#: 6068553
Professional summary
Jacob Joel Turley, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Kalispell, Montana and CETERA FINANCIAL SPECIALISTS LLC located in Kalispell, Montana.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Jacob has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) AMERICAN FINANCIAL SERVICES, INC., INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PRESIDENT, CEO, OWNER, DBA FOR INVESTMENT BUSINESS AND OPERATE/OVERSEE ALL TAX RELATED BUSINESS IN THE OFFICE INCLUDING TAX PREPARATION, BOOKKEEPING AND PAYROLL, MANAGE INVESTMENT PRACTICE, 35H/WEEK, 35H/WEEK DURING TRADING HOURS, SINCE 05/2021
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Joel Turley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
June 20, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 180 4th Ave West N, Kalispell, MT 59901RIA
CRD#: 105644
KALISPELL, MT
Current
June 20, 2023 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 180 4th Ave West N, Kalispell, MT 59901BD
CRD#: 10358
Kalispell, MT
Past
January 25, 2017 - February 1, 2024
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Kalispell, MT
Past
September 8, 2014 - June 26, 2023
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Kalispell, MT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/20/2023)
RR
California(6/20/2023)
RR
Colorado(6/20/2023)
RR
Idaho(6/20/2023)
RR
Massachusetts(6/20/2023)
RR
Missouri(6/20/2023)
RR
Montana(6/21/2023)
IAR
Montana(6/21/2023)
RR
North Dakota(1/17/2024)
RR
Tennessee(6/20/2023)
RR
Texas(6/20/2023)
IAR
Texas(6/20/2023)
RR
Utah(6/20/2023)
RR
Virginia(6/20/2023)
RR
Washington(6/20/2023)
RR
Wisconsin(6/20/2023)
RR
Wyoming(1/29/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
