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EH

Eda R. Henries

HENRIES SECURITIES
Brooklyn, NY 11233
Some features on this profile are disabled
CRD#: 6068281
EH

Professional summary

Eda Rhoda Henries, who also goes by Eda Rhode Henries, is a registered financial professional currently at HENRIES SECURITIES located in Brooklyn, New York.

Eda is registered as a RR (Registered Representative) and started their career in finance in 2013. Eda has worked at 2 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 79 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Eda Rhode Henries

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eda Rhoda Henries's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 26, 2021 - Present

HENRIES SECURITIES

Office #1: 1667 Saint Marks Avenue, Brooklyn, NY 11233
BD
CRD#: 306152
Brooklyn, NY
Past

September 25, 2013 - April 5, 2018

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(1/21/2025)
RR
New York
(8/12/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 5/26/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/23/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/5/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/25/2013
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/8/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HENRIES SECURITIES
HENRIES & CO | RHODA AND CO LLC | HENRIES SECURITIES

CRD#: 306152 / SEC#: , 8-70482

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
1667 Saint Marks Avenue, Brooklyn, NY 11233
Mailing Address
1667 Saint Marks Avenue, Brooklyn, NY 11233
Phone number
(917) 225-0390
Established
New York since 09/26/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

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Documents

Direct owners and executive officers

NamePositionCRD#
HENRIES & CO GLOBAL LLCMEMBER FIRM
CARTER, ANA RFINOP, POO, PFO4424794
HENRIES, EDA RHODACHIEF COMPLIANCE OFFICER6068281

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HENRIES SECURITIES

CRD#: 306152Brooklyn, NY 11233

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