Matthew Buechele
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Buechele, CFA, who also goes by Matthew Juergen Buechele, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2013. Matthew had worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2026 - July 15, 2026
PALAFOX TRADING LLC
December 2, 2019 - September 10, 2026
CITADEL SECURITIES LLC
December 2, 2019 - September 10, 2026
CITADEL SECURITIES INSTITUTIONAL LLC
December 2, 2019 - September 10, 2026
CITADEL CLEARING LLC
May 19, 2015 - November 22, 2019
SCOTIA CAPITAL (USA) INC.
August 24, 2013 - May 19, 2015
UBS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2025
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/4/2013
Limited Representative-Equity Trader ExamCurrent Firm
PALAFOX TRADING LLC
CRD#: 131114 / SEC#: , 8-66420
Contact information
Documents
Red Flags
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